As long as the firm approves a particular modality for business purposes and establishes the necessary infrastructure to capture, archive and monitor the approved modality, it will be considered ...
The corporate world has once again been forced to adapt as communication trends change. When ephemeral messaging first gained popularity, it was merely a fun way to send disappearing pictures or ...
Key Takeaways Archive Intel helps financial advisors comply with SEC and FINRA regulations by monitoring and archiving multi-channel communications.The AI-powered tool reduces false positives, saving ...